MoFo – Rule 506(c) Verifying Investor Status

NASDAQ Private Markets and Anna Pinedo, Partner at Morrison Foerster, describes the process for verifying the status of investors when a company chooses to use general solicitation to conduct a Rule 506(c) offering. In this video blog, Anna reviews the SEC Staff’s principles-based guidelines for verification of an accredited investor and also non-exclusive methods for verification.

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Clients include some of the largest financial institutions, investment banks, Fortune 100, and technology and life sciences companies. The Financial Times has named the firm to its lists of most innovative law firms in Northern America and Asia every year that it has published its Innovative Lawyers Reports in those regions. In the past few years, Chambers USA has honored MoFo’s Bankruptcy and IP teams with Firm of the Year awards, the Corporate/M&A team with a client service award, and the firm as a whole as Global USA Firm of the Year. Our lawyers are committed to achieving innovative and business-minded results for our clients, while preserving the differences that make us stronger.

SOURCE: Morrison & Foerster LLP,